• Home
  • News
  • FIF News
  • Recent SEC Actions: Rule Change to Require Proprietary Trading Firms to Register with FINRA; SEC Approval of IntelligentCross ATS as a New Entrant to the ADF and Subsequent Stay; SEC Order Directing SROs to Submit a New Consolidated Equity Market Data Gov

CAT Updates

As of January 1, 2022, the CAT Committee will be renamed as the CAT Monthly Update Working Group and the CAT Tech Specs Working Group will be renamed as the CAT Transaction Reporting Working Group. This is intended to provide a clearer description of the functions of these groups. The CAT Transaction Reporting Working Group will meet on Wednesday January 5 at 2pm ET; the Working Group will not meet on January 3. The CAT Monthly Update Working Group will meet on Thursday January 6 at 2pm ET. The CAT CAIS Working Group will have its regularly scheduled calls next week on Wednesday and Friday.

© 2026 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm