On March 2, FIF submitted a comment letter to the SEC in response to the rule filing by CAT LLC to reduce CAT operating costs. FIF would like to thank the members of the CAT Transaction Reporting and CAIS Working Groups for their contributions in the drafting of this comment letter.
POSTED Mar 09,2026
On March 5, FIF submitted a letter to CAT LLC with recommendations relating to CAT. FIF would like to thank the members of the CAT Transaction Reporting and CAIS Working Groups for their contributions in the drafting of this letter.
POSTED Mar 09,2026
At the request of an FIF member, FIF has created a new Trump Accounts Working Group. This Working Group will provide a forum for FIF members to discuss technical and operational issues relating to the creation and maintenance of Trump Accounts, including the account transfer process. FIF hosted the first call for this Working Group on February 26. The next call will be on Monday March 9 at 1 pm ET. If you would like to participate in these discussions, please update your FIF profile or send a note to fifinfo@fif.com.
POSTED Mar 09,2026
The Back Office Committee will have its next call on Tuesday March 10 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.
POSTED Mar 09,2026
The next call for the Rule 605 Working Group will be on Tuesday March 10 at 1 pm ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Mar 09,2026
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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