SEC Rule 606 Working Group - Overview

The FIF Rule 606 and FINRA Rule 6470 Working Group focuses on challenges with Rule 606 and Rule 6470 reporting.

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm